IIN/UCC Communication Mismatch - Compliance Report

Created by Prashant Verma, Modified on Fri, 25 Jul at 3:31 PM by Prashant Verma

Overview

Mismatched account details can halt transactions. In the compliance report,  the IIN/UCC Communication Mismatch report compares your exchange registration data (IIN or UCC) against AMC records—highlighting differences in IDs, contact info and AUM.


Click Refresh Data from RTA to fetch the latest CAMS/KFintech status


Why It Matters


Any discrepancy between registered and transaction data can lead to rejections or delays. It is better to fix the mismatch in IIN or UCC.


Action Steps


1. Identify Discrepancies


  • Review the side-by-side fields to spot mismatches.


2. Confirm the Source of Truth


  • Check with the exchange portal (NSE/BSE), correct the details and authenticate from the investor to rectify

  • Update in AMC at the folio level also, if required.

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